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Tuesday November 24, 2009
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Brokerage Firm News is an EIN News Service for finance industry professionals. Constantly updated news and information about finance.
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Latest Brokerage Firm News

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  • Exposed 24 Nov 2009 04:34 GMT
    ... in place, I turned back, marched past several shocked brokers and walked into the brokerage firm that I had built from scratch. Once inside, my surreal day officially began. Dozens of ...

  • Real-estate brokerage opens 24 Nov 2009 06:15 GMT
    ... 11:22 PM Beth Campbell of Nimishillen Township has opened Another Listing, a full-service real-estate brokerage firm, at 116 N. Chapel St. The firm offers full multiple-listing service, no transaction or processing fee ...

  • Rising Tab in Unwinding of Madoff Assets 24 Nov 2009 01:50 GMT
    ... will be paid by the Securities Investors Protection Corporation, an industry-financed agency that oversees brokerage firm bankruptcies. “Contrary to what has mistakenly been reported by the news media and on blogs,” ...

  • Rising Bill in Unwinding of Madoff's Assets 24 Nov 2009 03:00 GMT
    ... will be paid by the Securities Investors Protection Corporation, an industry-financed agency that oversees brokerage firm bankruptcies. “Contrary to what has mistakenly been reported by the news media and on blogs,” ...

  • Fees in Madoff Case Rise Nearly $25 Million 24 Nov 2009 03:01 GMT
    ... will be paid by the Securities Investors Protection Corporation, an industry-financed agency that oversees brokerage firm bankruptcies. “Contrary to what has mistakenly been reported by the news media and on blogs,” ...

  • Archive | Madoff employees arrested 24 Nov 2009 08:55 GMT
    ... was released on $1 million bond. Two computer programmers who worked for Bernard Madoff's brokerage firm were arrested Friday and accused of helping him sustain his long-running Ponzi scheme. The two ...

  • Column : I-Banking's Indian moment 24 Nov 2009 08:53 GMT
    ... time it was being navigated there was one investment banking arm of a global brokerage firm, which fell foul of the Indian government in the stock market scam of 2000. The ...

  • Bruno's tangled horse ties 24 Nov 2009 04:30 GMT
    ... had been paid $632,000 from 1993 to 2005 for introducing union business to the brokerage firm of Timothy McGinn, a trustee with the New York Racing Association, the third bidder in the ...

  • BSE to launch faster feed next week 24 Nov 2009 08:46 GMT
    ... Stock brokers trade in a brokerage firm in Kolkata in this February 16, 2009 file... The Bombay Stock Exchange, whose data pipelines are ...

  • TradeStation Group, Inc. to Participate in 2009 FBR Capital Markets Fall Investor Conference 24 Nov 2009 13:10 GMT
    ... trading software tools and subscription services. Its London-based subsidiary, TradeStation Europe Limited, an FSA-authorized brokerage firm, introduces UK and other European accounts to TradeStation Securities. ...

  • FINRA Fines Terra Nova Financial $400,000 - Firm Made Over $1 Million In Improper Soft Dollar Payments - Three Former Employees Also Sanctioned 23 Nov 2009 17:52 GMT
    ... can obtain more information about, and the disciplinary record of, any FINRA-registered broker or brokerage firm by using FINRA's BrokerCheck®. FINRA makes BrokerCheck available at no charge. In 2008, members of the ...

  • FINRA Fines Terra Nova Financial $400,000; Firm Made over $1 Million in Improper Soft Dollar Payments 23 Nov 2009 16:50 GMT
    ... can obtain more information about, and the disciplinary record of, any FINRA-registered broker or brokerage firm by using FINRA's BrokerCheck(R). FINRA makes BrokerCheck available at no charge. In 2008, members of the ...

  • S.F. commercial properties seek tax relief 23 Nov 2009 16:54 GMT
    ... "sold at the height of the boom," said Tove Nilsen, director of research at brokerage firm Colliers International in San Francisco. "If you consider that rents are now down 30 to ...

  • SE Asia Stocks-Mostly weaker, but financials lift Singapore 23 Nov 2009 10:40 GMT
    ... do not expect any huge movement. Volume should remain low," a dealer at a brokerage firm in Singapore said. Malaysia .KLSE, which will also close on Friday for a national holiday, eased ...

  • Opening View: Fed Comments Send Dollar Plunging, Wall Street Soaring 23 Nov 2009 14:32 GMT
    ... its 2010 earnings targets for Exxon Mobil Corp. (XOM) and Chevron Corp. (CVX). The brokerage firm also reiterated its "buy" ratings for XOM and CVX, citing a rise in forward curve ...


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